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All About National Emergency in India UPSC CSE

Emergency in India

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Summary of National Emergency

To deal with abnormal or unforeseen situations, the Constitution of India provides for emergency provisions. Part XVIII of the Constitution contains emergency provisions from Article 352 to 360. These provisions provide the State the tools to defend its sovereignty and integrity. Also they act as an important means to preserve democratic values enshrined in the Constitution. There are three kinds of Emergency under the Constitution: Firstly, National Emergency, is invoked when the security of India faces threats of war, external aggression, or armed rebellion. Secondly, State Emergency, often known as President's rule, for when constitutional machinery within states, breaks down. Thirdly, Financial Emergency, declared by the President on there being threat to India's financial stability

History of Declaration of Proclamation of Emergency in India: the National Emergency provisions in the Indian Constitution have been used thrice in History of Independent India:

First Instance: During the India-China war between 26.10.1692 uptill 10.01.1968. When the “Security of India” was declared to be “threatened by external aggression”

Second Instance: During the India-Pakistan war between 03.12.1971 uptill 21.03.1972. When the “Security of India” was declared to be “threatened by external aggression”.

Third Instance: declared on account of internal political turmoil between 25.07.1975 till 21.03.1977. When it was said that the security of India is threatened by “internal disturbance”.
However, the Financial Emergency has never been invoked.
The State Emergency or President’s Rule has been issued many times.

Life of Proclamation: the proclamation unless revoked, shall cease to operate after Six months from the date of approval of the second resolution. It is important to note that once a house approves a proclamation, the other house has to approve it within a period of 30 days, failing which the proclamation will lapse. It is important to note that the Constitution does not prescribe a time period for maximum days of emergency, so if both the houses keep approving the resolutions after a gap of six months, the Emergency can then virtually go on forever.

Grounds for declaration: Financial emergency can be declared where the President is satisfied that a situation has arisen where financial stability or credit of India or any part of India is threatened.

Background of National Emergency

According to the Constitution, Union government has power to declare an emergency. During an emergency Union government gains all powers and the structure of Indian polity converts from being federal to a unitary one. This type of transformation is a unique feature of the Indian Constitution. The idea of emergency provision is borrowed from the Government of India Act 1935 which provided for the executive to declare emergency in some circumstances. It is also inspired from the Constitution of the Weimar Republic of Germany.

Introduction of National Emergency

Emergency can be declared at the national level or state level. There are three types of emergency mentioned in Part XVIII of Constitution:

  1. National Emergency- Article 352, can be proclaimed in case of a war, external aggression or an armed rebellion.
  2. State Emergency or President’s Rule- Article 356, can be declared if there is a failure of constitutional machinery in the states.
  3. Financial Emergency- Article 360, can be declared if there is a financial instability or threat to credit of India

The imposition of emergency curtails liberties of the people. The authorization to declare an emergency rests with the President of India acting on the advice of the Council of Ministers. The law-making power of the Parliament is expanded with the proclamation of National Emergency under Article 353 and 354. In case of State Emergency, the State Assemblies are dissolved and their powers are transferred to the Parliament under Article 357.

National Emergency (Article 352)

National Emergency is an emergency declared under Article 352 with “proclamation of emergency”.
Declaration of National Emergency by President:


Procedure for Declaration:


Life of Proclamation: if the proclamation is not revoked, it will stop after six months from the date of the last approval of the proclamation. After one house approves it, the other house must do the same within a period of 30 days or the proclamation will come to an end.

Revocation Procedure


Effects of Declaration: Proclamation of Emergency under Article 352 has the following impacts:

  1. Effect on Federal structure
  2. Effect on the life of Lok Sabha and State Legislative Assemblies
  3. Effect on the Fundamental Rights

(i) Effect on Federal Structure

Centre State Relation during a National Emergency
Executive Union Government is in complete control of state government, although it is not dismissed.
Union Government can give directions regarding executive powers to be exercised by the state government.
In normal times, these direction are restricted to specific provisions mentioned in the Constitution whereas during emergency Centre can give direction on ‘any’ matter.
Legislative Parliament is empowered to make laws on any subject mentioned in ‘State List’ in Schedule 7.
These laws made by Parliament on subject in ‘State List’ during national emergency are in force until six months after the emergency cease to be in operation.
State Legislative Assembly’s power to make law is not suspended but it is subject to overriding power of the Parliament.
The above powers are not restricted to the state where emergency is imposed and extend to other states as well.
Financial President can alter distribution of funds or revenue between Centre and states
He can reduce or can the transfer of funds from Centre to states.
Such modification are in operation till the financial year in which Emergency ceases to operate.
All such modification are to laid before the Parliament.

(ii) Effect on Life of Legislatures

  1. State Legislative Assembly: Its life may be extended by a year each time for any number of time, subject to a maximum period of six month after the emergency ceases to be in operation.
  2. Lok Sabha: Its life may extended beyond 5 years by Parliament for one year at a time (for any length) subject to a maximum period of six month after the emergency ceases to be in operation.

(ii) Effect on Life of Legislatures


Article 358 Article 359
Fundamental Rights Affected Six FR under Article 19 are automatically suspended Enforcement of all FRs (except Article 20 and 21) that are mention in the Presidential Order are suspended.
Application Only during ‘External Emergency’ not in ‘Internal Emergency’ Only during ‘External Emergency’ not in ‘Internal Emergency’
Time Duration Suspension is applicable for whole duration of emergency Suspension is applicable for the period that is specified in the Presidential Order.
Territorial Extent Extend to whole nation Extends to the whole or a part of the country.

Judicial Review: Declaration of National Emergency was made immune from the Judicial review by the 38th Amendment but this provision was subsequently deleted by the 44th Amendment Act. Supreme Court in Minerva Mills case 1980, held that proclamation of National Emergency is subject to Judicial Review on the grounds of ‘malafide’.

History of Declaration of Proclamation of National Emergency in India:
The Emergency provisions under Article 352 (National Emergency) have been used thrice in History of Independent India. During the India-China war between 26.10.1962 uptill 10.01.1968. When the “Security of India” was declared to be “threatened by external aggression”. During the India-Pakistan war between 03.12.1971 uptill 21.03.1972. When the “Security of India” was declared to be “threatened by external aggression”. It was declared on account of internal political turmoil between 25.07.1975 till 21.03.1977 and emergency was declared by stating that the security of India is threatened by “internal disturbance”.

After the declaration of National Emergency in 1975 certain measures were taken to ensure that Emergency cannot be declared again on such grounds through the 44th Constitutional Amendment.

State Emergency (Article 356)

Also referred to as the President's rule is implemented when there's a breakdown in the constitutional machinery within states. Almost all Indian states, excluding Chhattisgarh and Telangana, have experienced such a situation at various points. It can be declared only for a period of 1 year.

Grounds for Declaration: President's rule can be enforced due to several reasons, including failure to elect a Chief Minister, coalition breakdown, failure to conduct elections, or loss of majority in the assembly. Even though the President initiates the state emergency, the Governor acts as the President's or the central government's representative.

Process of Declaration: The President imposes this emergency after receiving a report from the Governor confirming the breakdown of the state's constitutional mechanisms.


Extension: Extension of emergency beyond one year is restricted by the 44th Constitutional Amendment. Such extension is possible in few conditions:


Revocation of State Emergency: Unlike National Emergency, there is no provision which enables Lok Sabha to disapprove the continuation of the emergency. President can revoke the emergency by issuing a proclamation for revocation. Such proclamation does not require any Parliamentary approval

Effect of Declaration:


Judicial Review: The 38th Constitutional Amendment Act of 1975 made satisfaction of the President in imposing state emergency immune to judicial review. This provision was subsequently deleted by the 44th Constitutional Amendment Act of 1978 i.e., now, satisfaction of the President is subject to the judicial review of courts.
Supreme Court made following observations in the landmark judgment of SR Bommai case (1994):


Supreme Court in the SR Bommai case listed proper and improper use of the President Rule:-

Proclamation shall be proper in following cases

  • When after the general election no party secures majority that means if there is hung assembly.
  • When a party having majority declines to form government and the governor is unable to find a suitable coalition of parties commanding majority in the assembly.
  • When a Constitutional direction of the Centre is disregarded by the state government.
  • Where the state government is willfully refusing to discharge Constitutionally mandated obligation which leads to physical breakdown of state machinery.

Proclamation shall be improper in following cases

  • When the party in power resigns or loses majority or is dismissed and the governor recommends imposition of President’s Rule without exploring the possibility of any alternative ministry.
  • When the governor recommends imposition without allowing the ministry to prove its majority on the floor of the house.
  • Maladministration in the state or allegation of corruption on the state ministry.
  • Where the state government is not given prior warning to rectify itself.

Difference Between National Emergency & President’s Rule

National Emergency (Article 352) President’s Rule (Article 356)
Proclaimed when security of the country is under threat due to a war, external aggression or armed rebellion Proclaimed when the government in the state cannot be carried out.
Centre gets concurrent powers of legislation and administration in the state. State government and legislature continue to work subject to the overriding powers of the Union. The state Council of ministers is dismissed and the legislature is either suspended or dissolved. Governor, under President’s direction administers the state. The executive and legislative powers of the state are assumed by the Centre
Parliament can make laws on any subject in the ‘State list’ but cannot delegate these powers to any other authority Parliament can delegate the legislative powers of the state to the President or to any other authority.
It can continue for an indefinite period subject to Parliamentary approval. It can continue for a maximum period of three years in any some specific conditions.
Parliamentary approval shall be by special majority. Parliamentary approval shall be by simple majority.
It affects fundamental rights. No such effect on the fundamental rights
Lok Sabha has power to pass a resolution for revocation. No such provision.

Financial Emergency (Article 360)

Fortunately, Financial Emergency has never been declared in India.
Grounds for declaration: Financial emergency can be declared where the President (acting on the advice of the Union Cabinet) is satisfied that a situation has arisen where financial stability or credit of India or any part of India is threatened.

Proclamation


Effect of Declaration:

Conclusion of National Emergency

The Indian Constitution has been crafted meticulously after extensive deliberations. Though emergency provisions aimed to secure India and protect individual rights, during extreme circumstances their execution and implementation for political gains has left a bad taste in the mind of the Nation. The lapses in checks and balances, notably evident during the 1975 national emergency have served as a valuable lesson for India, and the lapses were corrected by means of the 44th Constitutional Amendment. While emergency provisions hold significance, their effective deployment necessitates a delicate equilibrium in order to safeguard fundamental rights and prevent their infringement during crises, it's imperative to introduce control mechanisms that align with India's constitutional principles.

Prelims PYQS of All About National Emergency in India

Which of the following are not necessarily the consequences of the proclamation of the President's rule in a State? (2017)
1. Dissolution of the State Legislative Assembly
2. Removal of the Council of Ministers in the State
3. Dissolution of the local bodies
Select the correct answer using the code given below:
(a) 1 and 2 only
(b) 1 and 3 only
(c) 2 and 3 only
(d) 1, 2 and 3

Correct Answer :(b) 1 and 3 only
Consider the following statements: (2019)
1. The 44th Amendment to the Constitution of India introduced an Article placing the election of the Prime Minister beyond judicial review.
2. The Supreme Court of India struck down the 99th Amendment to the Constitution of India as being violative of the independence of judiciary.
Which of the statements given above is/are correct?
(a) 1 only
(b) 2 only
(c) Both 1 and 2
(d) Neither 1 nor 2

Correct Answer :(b) 2 only
The Parliament of India acquires the powers to legislate on any items in the State List in the national interest if the resolution to that effect has been passed by the (2016)
(a) Lok Sabha by a simple majority of its total membership
(b) Lok Sabha by a majority of not less than two-thirds of its total membership
(c) Rajya Sabha by a simple majority of its total membership
(d) Rajya Sabha by a majority of not less than two- thirds of its members present and voting

Correct Answer :(d) Rajya Sabha by a majority of not less than two- thirds of its members present and voting

Main PYQS of All About National Emergency in India

Under what circumstances can the Financial Emergency be proclaimed by the President of India? What consequences follow when such a declaration remains in force? (2018)

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